ANALYSIS OF LAW RELATING TO ESTABLISHMENT OF BANKING COURTS IN PAKISTAN

By
MUHAMMAD NAVEED CHOHAN
Advocate High Court
LL.M. (International Business Law),
UK

MUHAMMAD WAHEED CHOHAN
Advocate

KEY WORDS:

Establishment, Banking Courts, Issues, Suggestions

ABSTRACT:

Banking Courts in Pakistan are working from many decades but with narrow scope and low performance. Various laws from time to time relating to establishment of Banking Courts were introduced but real issues remained there and base to form these laws remained same. These issues are still affecting the judicial as well as financial sector of Pakistan. This Paper examines these issues with the reference of current law in operation and suggests some possible reforms with new base to solve these serious problems.

INTRODUCTION:

During global recession of this century financial sector of Pakistan has showed itself a strong sector as compared to other financial sectors of various courtiers like UK, USA etc.  Pakistan has just entered into the second generation of financial reforms after the introduction of different structural changes. Second generation deals with the development and strength of financial sector. This goal cannot be achieved in the absence of strong legal and judicial framework relating to banker-customer disputes. Low recoveries against Non-Performing Loans (NPLs), banker-customer disputes, expansion in financial sector and various other weaknesses in current judicial frame work are calling for new arrangements and new reforms. Banking courts in Pakistan are working from many decades but with narrow scope and low performance.

This Paper overviews drawback in the law of establishment of banking courts and suggests some reforms to improve its framework. First part presents the precise history of establishment of banking courts in Pakistan. Second part deals with the analysis of impediments in justice in banking courts. Third part suggests some possible reforms and final part concludes this paper in concise manner.

ESTABLISHMENT OF BANKING COURTS:

Banking courts in Pakistan have been established under section 5 of the Financial Institution (Recovery of Finances) Ordinance, 2001 (FIO 2001). Sole objective of this Ordinance is to provide a speedy summary procedure for the recovery of loans, advances, credits and finances extended by the financial institutions operating in Pakistan to their borrowers and customers. Under summary procedure the defendant cannot appear and defend the suit as a matter of right but only after he has obtained leave to defend on showing that there is a triable issue.[1] Before the introduction of this Ordinance banking courts were operating under Banking Companies (Recovery of Loans, Advances, Credits and Finances) Act, 1997. This law laid the base of single forum for banks as well customers who were required to go before the ordinary courts which were creating multifarious proceedings. BCA 1997 also provided a remedy to customer to approach the same court which can be approached by a bank prior to it. Hence BCA 1997 repealed two laws for the purpose of recovery of bank loans and other allied disputes namely, Banking Companies (Recovery of Loans) Ordinance, 1979 and the Banking Tribunal Ordinance, 1984. These all special laws as discussed above were enacted to meet the economic situation which had arisen on account of defaults in payment of loans and finances by borrowers and customers of the banking companies. But these laws could not bring expected results due to real issues in the base of establishment of these courts and tribunals. Next part of this paper discusses these issues with reference to current law in operation FIO 2001.

IMPEDIMENTS IN JUSTICE:

Initially FIO 2001 as a special law proved itself an effective tool to recover long standing loans sanctioned by financial institutions. But banking courts established under this law were totally collapsed during 2003-06 due to introduction of consumer financing, policies of finance for small and medium enterprises and growth in corporate financing.[2] This was an absolute mismanagement and lack of sound governance because these policies were introduced in the absence of strong legal framework. This negligence is still affecting the financial sector as well as judicial sector of Pakistan due to bulk of additional burden on established courts under this law as well as other courts. Under this special law Banking courts have status of federal courts and federal government has authority to establish as many Banking Courts as it considers necessary.[3] This is a complete discretionary power because there is no factor of consultation in the process of establishment with the judiciary which is the third pillar[4] of state under the constitution. Therefore, more Banking courts could not be formed according to requirement and bulk of cases remained there. Currently only 29 Banking Courts are working in Pakistan.[5] This is a very astonishing figure because how it is possible only 29 banking courts can provide speedy justice in the population of 170 million people[6] where 53 banks[7] with thousands of branches having millions of account holder are working. For example, Karachi and Lahore which are the financial hubs of Pakistan and having population more than 30 million only have 9 Banking courts[8]. It is the available figure on paper however actually sometimes in the absence of judges and delay in appointments this figure remains low. In addition, banking courts have narrow scope which is directly affecting the performance of financial institutions as well as other judicial forums in Pakistan. There are three preconditions for the exercise of jurisdiction by the Banking Court; firstly plaintiff should be either financial institution or the customer; secondly cause of action on default in fulfilment of any obligation and thirdly matter should be relating to finance (as subject matter).[9] In current scenario financial institutions are also providing various other services under banker customer relationship like internet banking, collection of various bills, bank as an agent in international trade etc. Any dispute arising under these services cannot be triable in banking court which directly creates multifarious proceedings before various other judicial forums (civil courts and criminal courts etc).

On the other hand, High Court Judges or District Judges preside in these courts but surprisingly they do not have such pecuniary jurisdiction as they have in normal course. This poses a question mark on their status. Usually District Judges and High Court Judges have unlimited pecuniary jurisdiction. But jurisdiction to decide suit for recovery of amount less than Rs 50,000,000 vested in Banking Court and above this limit High Court is competent to try.[10] Under this ordinance High Court has also authority to transfer case from one Banking Court to other Banking Court for the convenience of the parties or of the witness where more than one Banking Courts have been established in the same territory.[11] Normal as well as jurisdiction to transfer case from one Banking Court to other Banking Court under this ordinance creates additional burden in the presence of appellate jurisdiction of High Court.[12] In addition, while exercising special jurisdiction conferred under FIO 2001, the judge of High Court acting as Banking Court bears the fictional character of district judge it means court presided by sitting Judge of High Court could not be a High Court but inferior to it.[13] This makes this issue more confusing and conflicts with their status granted under constitution. It is said the judge of high court acting as Banking Court or district judge is not a persona designate to whom the jurisdiction vested by law is conferred.[14]

Issue of appointment of judges also makes this law controversial. All appointments of judges and other staff members in Banking Courts are made by federal government.[15] Banking court judge is appointed for three years[16] and privileges are decided by federal government[17]. These courts have special status but there is no provision for special and specific qualification for the appointment of judges. In addition there is also no provision to appoint specialist lawyers in this field as a judge in these courts. Therefore sometime appointments of unexperienced judges and having no qualification relating to banking matters create problems and they cannot show their hundred percent performances which create backlog. Before the National Judicial Policy (NJP) 2009 retired High Court Judges and District Judges were working in these courts. But NJP 2009 banned these appointments and made clear that acting Judges will preside in these courts.[18] This is a very good step for the independence and dignity of judges but there are many blank spaces which need to be filled.

Authority to appoint and decision of privileges by federal government makes this law questionable. Normally, all appointments of session judges, district judges and civil judges are in the hand of judiciary. These appointments are made by on the basis of experience, qualification, honesty, integrity and kipping in view various other factors. Similarly judiciary decides their salaries and other privileges. Nevertheless in the case of banking courts all these authorities vested in federal government which is direct interference in the affairs of judiciary. On the other hand complains against banking court judges and other staff members are entrained by provincial High Courts and Superior Court. In addition, various performance reports are also made to Higher Courts and Superior Courts. Banking Court is a special court but element of subordination should be made clear because there is no such provision in FIO 2001. On the basis of these factors we can say status of Banking Court is ambiguous and uncertain which is calling for serious attention.

POSSIBLE SOLUTIONS: NEED OF NEW BASE

There is need to introduce effective structural changes in judicial framework relating to the banking and other financial institutions’ matters. There should be a single judicial forum with all powers of banker-customer disputes. It will diminish ambiguities and overcome burden on Higher Courts. There is need to increase number of courts in the cities where banking courts currently exists and need to establish in other cities (like Sialkot, Gujrat, Bahawalpur, Abbottabad and Islamabad etc) where there is no banking court but hundreds of branches of financial institutions’ are there. Increase in number of judges in banking courts is a must case to trounce the problems of ‘‘backlog’’ and ‘‘delays’’. In addition, classification of judges will be an effective tool in the administration of justice. There is need to classify banking judges in the categories of first class and second class on the basis of their experience and qualification. District Judges should be in first class category and in second class Additional District Judges (ADJs) should be appointed. Similarly for criminal jurisdiction of Banking Courts Session Judges (SJs) and Additional Session Judges (ASJs) should be appointed. Classification will remove the problem of shortage of district judges for special courts. In each territorial jurisdiction all these courts should have one head banking judge among these judges having special qualification and most senior in banking matters. He should be granted the jurisdiction to transfer matter from one banking court to other. These measures will help to shift various matters (relating to normal jurisdiction and jurisdiction to transfer of banking cases) to single forum from High Courts acting as banking courts. As discussed above when High Courts acts as banking court does not have status of High court which is clearly against the dignity of High Court. High court should have only appellate jurisdiction. Complete set up of these courts including the decision about privileges of these judges should be given under the concerned High court.[19] These courts should have same status as District and Session courts have. Federal government should not have any interference with the affairs of banking courts. Employees of banking court should have same status as employees have in other courts. All appointments should be made by judiciary. There should a specific provision to appoint specialist lawyers as judges of banking courts having experience not less than ten  years  because this is the same required experience to appoint as ADJ. It will help to provide a speedy justice due to their well versed qualification and experience.

CONCLUSION:

In conclusion we can say current set up of banking courts is very confusing and deals banking matters under narrow scope. It is necessary to lay a new foundation for strong judicial set up for banker-customer disputes. State Bank of Pakistan (SBP) as a regulator is doing excellent work to improve efficiency of financial institutions, to remove concerns of customers and to recover long standing loans. But there is need to remove hurdles as discussed in part second of this paper and to take immediate steps by following suggests reforms in third part of this paper otherwise financial sector of Pakistan can face severe problems.

 

 



[1] FIO 2001, Section 10

[2] Banking System Review 2006, at Page 16, available at <http://www.sbp.org.pk/publications/bsr/bkg_system_review(2006).pdf>

[3]  FIO 2001, Section 5 (1)

[4]  The Constitution of the Islamic Republic of Pakistan 1973, Part VII

[5]  Ministry of Law, available at 

<http://202.83.164.26/wps/portal/Moljhr/!ut/p/c0/04_SB8K8xLLM9MSSzPy8xBz9CP0os_hQN68AZ3dnIwMLN09zAyOfYDNTTwsTAwtzU_2CbEdFAHjnARI!/?WCM_GLOBAL_CONTEXT=/wps/wcm/connect/MoljhrCL/ministry/general/02banking+court>

[6]  Population Census Organisation of Pakistan, available at <http://www.statpak.gov.pk/depts/pco/index.html>

[7]  SBP, < http://www.sbp.org.pk/publications/c_rating/Ratings%2001-Feb-2010.pdf>

[8]  See supra n.5

[9]  Abdul Rehman Allana v. Citibank, 2003 CLD 1843 (b)

[10] Nazir Cotton Mills Limited v. Islamic Investment Bank Limited, 2002 CLD 612 (b)

[11] FIO 2001, Section 5(3)

[12] FIO 2001, Section 22

[13] Altaf Hussain v.The State, PLD 1985 Lah.10

[14] NLR 2005 AC 1

[15] FIO 2001, Section 5(4)

[16] FIO 2001, Section 5(6)

[17] FIO 2001, Section 5(7)

[18] National Judicial Policy of Pakistan 2009,  at Page 11, available at  <http://www.supremecourt.gov.pk/njp2009/njp2009.pdf>

[19] See supra n.18, at Page 12